Emily M. Knight

Emily M. Knight is an accomplished attorney specializing in securities litigation, business litigation, and arbitration. She is an Associate at Sichenzia Ross Ference Carmel LLP, where she represents clients in complex legal disputes and regulatory matters. Her focus is on resolving issues in the financial services industry, ensuring compliance, and protecting her clients’ interests.

Ms. Knight graduated from Hofstra University School of Law with a Juris Doctor degree. While at Hofstra, she was a Research Editor for the Hofstra Law Review and received CALI Excellence Awards for Legal Analysis Writing and Research II and Global Compliance in the Digital Age. Her dedication to academic excellence was further recognized with a Public Service Award. Before law school, she earned a Bachelor of Arts degree from Manhattan University.

Since being admitted to practice law in New York in 2021, Ms. Knight has built a strong legal career. She has represented broker-dealers and associated persons in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA). Her work includes handling cases involving securities fraud, misrepresentation, suitability, and breach of contract. She has successfully advocated for clients in both customer and industry disputes, focusing on achieving fair outcomes.

Ms. Knight also represents clients in complex commercial litigation in both state and federal courts. She has deep experience in securities regulatory compliance and enforcement, including matters involving the U.S. Securities and Exchange Commission (SEC), FINRA, and state securities regulators. Ms. Knight regularly advises broker-dealers on FINRA Rule 4111 and related regulatory requirements, helping them manage risk, maintain compliance, and navigate today’s increasingly complex securities law landscape.

In addition to litigation, Ms. Knight has been involved in notable arbitration cases, such as Tompkins vs. Avantax Investment Services, Inc. and Hayes et al. vs. Aegis Capital Corp. These cases highlight her ability to achieve favorable outcomes in high-stakes disputes.

Ms. Knight’s work helps clients resolve challenging legal issues and maintain compliance in a highly regulated industry. Her commitment to providing sound legal guidance ensures her client’s rights and interests are protected.

Law Office Affiliations

• Associate, Sichenzia Ross Ference Carmel LLP

Licensed State

• New York
• Connecticut

Education

• Hofstra University School of Law
  Juris Doctor (JD)
• Manhattan University
  Bachelor of Arts (BA)

Awards & Badges