Joshua D. Roth

Joshua D. Roth focuses on complex white collar, regulatory, and commercial litigation matters involving businesses, executives, and individuals. His practice covers government investigations, enforcement actions, securities-related disputes, antitrust matters, and business litigation. He regularly handles matters before agencies and authorities such as the Department of Justice (DOJ), the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the New York State Department of Financial Services. Through years of experience, he has developed a strong background in navigating high-stakes disputes and sensitive regulatory issues.

Joshua earned a BA from Cornell University and graduated magna cum laude. He later received a JD from Boston University School of Law and graduated magna cum laude. During law school, he was associated with the Boston University Law Review. He is admitted to practice in New York and has appeared before the US District Court for the Southern District of New York, the US District Court for the Eastern District of New York, and the US Court of Appeals for the Second Circuit.

Joshua advises clients on Foreign Corrupt Practices Act (FCPA) matters and related anti-corruption laws. His work includes internal investigations, compliance reviews, transaction-related due diligence, and the development of anti-corruption compliance programs. He has led FCPA due diligence efforts for numerous transactions and has guided organizations through complex regulatory concerns involving domestic and international business operations.

Joshua D. Roth has represented clients in a broad range of notable matters, including securities enforcement actions, criminal and civil investigations, antitrust cases, commercial contract disputes, M&A-related disagreements, and financial services litigation. His experience includes defending corporate executives, financial professionals, public company personnel, and businesses facing regulatory scrutiny or litigation in state and federal courts. He has also contributed to legal publications, with articles appearing in respected industry journals and publications focused on corporate governance, financial regulation, and commercial litigation.

Law Office Affiliations

• Partner, Fried, Frank, Harris, Shriver & Jacobson LLP
• Member, New York State Bar Association

Licensed State

• New York

Education

• Boston University School of Law
  Juris Doctor (JD)
• Cornell University
  Bachelor of Arts (BA)

Awards & Badges